Sr. M&A Compliance Analyst

Confirmed live in the last 24 hours

Mercer Advisors

Compensation

up to $70

Remote, USA

Remote

Posted April 1, 2026

Job Description

Why Work at Mercer Advisors?

For 40 years, Mercer Advisors has worked with families to help them amplify and simplify their financial lives. How? By integrating financial planning, investment management, tax, estate, insurance, and more, all managed by a single team. Today we proudly serve over 31,300 families in more than 90 cities across the U.S. Ranked the #1 RIA Firm in the nation by Barron’s, we are an independent, national fiduciary legally obligated to always act in the best interest of our clients.*

Mercer Advisors offers a distinct work environment that stands out in the financial industry. Our overall employee base and client-facing team are composed of 50% women, reflecting our commitment to diversity. We attract top talent from across the country, with no formal headquarters and flexible working arrangements, allowing us to assemble the best team possible.

Join us and be a part of a team dedicated to making a meaningful impact on the financial lives of families across the country.

* Mercer Advisors was ranked #1 for RIA firms with up to $70 billion in assets. The Barron’s top RIA ranking is based on a combination of metrics – including size, growth, service quality, technology, succession planning and others. No fee was paid for participation in the ranking, however, Mercer Advisors has paid a fee to Barron’s to use the ranking in marketing. Please see important information about the ranking criteria methodology here.

Job Summary:

The Senior M&A Compliance Analyst will work in a team-centered environment under the direct supervision of the M&A Compliance Director to support the firm’s compliance activities.

Essential Job Functions for the Compliance Analyst will include:

Handling regulatory and compliance issues in conformity with Mercer’s practices and requirements and with precision, expertise, integrity, and professional insight.
Assist with the due diligence, on-boarding, and integration of newly acquired firms.
Manage registrations and filings for newly onboarded entities including U-4, ADV Part 1, ADV Part 2A and ADV Part 2B.
Own the process of preparing a detailed analysis of the compliance program of the acquired firms as compared to Mercer Advisors to determine differences and develop action plans to ensure identified issues are resolved.
Work with the M&A team on completing required integration tasks.
Proactively work with the business to ensure acquired businesses are integrated successfully to Mercer Advisors.
Assist with identifying, analyzing and developing action plans and tracking for acquired firm current compliance procedures and applicable regulatory changes.
Ability to identify issues, determine root cause and recommend remedial actions
Assist with development of policies and procedures to address gaps from acquisitions operating off-platform due to integration process.
Work with acquired firms to monitor and test key areas of compliance until full integration is achieved.
Keep current on recent compliance and regulatory issues, trends and upcoming developments.
Assist with making regulatory filings with the SEC, FINRA and other regulatory authorities for acquired firms.
Other compliance functions as assigned by the M&A Compliance Director or CCO.

Required Knowledge, Skills and Abilities:

Bachelor’s or Master’s Degree
Minimum 4+ years of compliance experience with investment advisor compliance
Strong understanding of compliance processes
Ability to think critically, and identify and analyze problems independently
IACCP, CSCP or equivalent preferred, not required
Excellent communication, presentation, listening and analytical skills
Proven time management and organizational skills in high-volume, high-energy environments
Strong knowledge of and the ability to analyze

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