About the role
The Vice President in the Broker Dealer Regulatory Reporting Department at Citi is a senior-level subject matter expert responsible for ensuring the capital adequacy and regulatory compliance of Citi's US broker-dealers. This role involves overseeing complex financial computations, managing regulatory reporting, and driving process improvements in a dynamic and highly regulated environment. The successful candidate will act as a key partner to business stakeholders and technology teams to ensure full compliance with SEC and FINRA requirements.
Key Responsibilities
- Net Capital Computations: Oversee the daily and monthly net capital computations in accordance with SEA Rule 15c3-1, ensuring accurate calculations, deductions, and allowable asset classification.
- Customer Reserve Computations: Direct the preparation and review of the daily customer reserve computation and PAB reserve formula in accordance with SEA Rule 15c3-3.
- Monitoring and Analysis: Monitor and analyze changes in net capital levels, reserve requirements, and related metrics, escalating issues to senior management as appropriate.
- Process Improvement: Leverage regulatory reporting platforms to streamline data aggregation, computation, and reporting workflows.
- Technology Partnership: Partner with technology teams to enhance system controls, automate manual processes, and improve data integrity across the regulatory reporting infrastructure.
- System Enhancements: Evaluate and implement improvements to reporting systems, establishing controls to ensure compliance with SEC Financial Responsibility Rules.
- Change Management: Serve as a lead during business change initiatives, such as product launches, system conversions, and booking model changes.
- Control Frameworks: Design and maintain strong control frameworks around regulatory reporting capital and reserve formula processes, including key reconciliations, limit thresholds, and documented review evidence.
Qualifications and Experience
- Experience: Prior VP-level responsibility or demonstrated readiness to operate independently in a senior individual-contributor role.
- Education: Bachelor’s degree in accounting, finance, or a related field.
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Job Family Group:
Finance------------------------------------------------------
Job Family:
Financial Accounting------------------------------------------------------
Time Type:
Full time------------------------------------------------------
Primary Location:
Getzville New York United States------------------------------------------------------
Primary Location Full Time Salary Range:
$92,000.00 - $138,000.00
In addition to salary, Citi’s offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers competitive employee benefits, including: medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs. Citi also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays. For additional information regarding Citi employee benefits, please visit citibenefits.com. Available offerings may vary by jurisdiction, job level, and date of hire.
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Most Relevant Skills
Accounting Processes and Financial Controls, Assessment, Credible Challenge, Financial Accounting, Management Reporting, Policy and Regulation, Risk Management.------------------------------------------------------
Other Relevant Skills
For complementary skills, please see above and/or contact the recruiter.------------------------------------------------------
Anticipated Posting Close Date:
Jun 03, 2026------------------------------------------------------
Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.
If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.
View Citi’s EEO Policy Statement and the Know Your Rights poster.
Aplyr's read
Citigroup is a global financial services leader offering diverse roles, attracting professionals in finance, technology, and operations seeking international exposure and advancement.
What's promising
- •Citigroup's global presence offers employees opportunities for international career advancement.
- •The company invests heavily in technology, providing roles for tech-savvy professionals.
- •Citigroup's diverse services allow for career growth across multiple financial sectors.
What to watch
- •Citigroup has faced regulatory challenges impacting its operations and reputation.
- •The company's size can lead to bureaucratic processes that slow decision-making.
- •Citigroup's restructuring efforts may create uncertainty in job stability.
Why Citigroup
- •Citigroup's extensive global network differentiates it from many competitors.
- •The firm's commitment to innovation is evident in its technology-driven roles.
- •Citigroup offers specialized roles requiring language skills, such as Japanese-speaking positions.
Aplyr’s read is generated by AI from public sources. Was it useful?
About Citigroup
Citi, also known as Citigroup Inc., is a global financial services corporation that provides a wide range of financial products and services to consumers, corporations, governments, and institutions.
