Back
Verified active · 13h ago

法令遵循人員 (Compliance AO)

Prudential FinancialPrudential Financial·Financial Services

Apply effort

<60 sec

via Aplyr Quick Apply

Posted

Today

01

About the role

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our people’s career ambitions. We pledge to make Prudential a place where you can Connect, Grow, and Succeed.

1.負責辦理法令變動管理相關業務
 a.優化法令變動管理流程,使相關法規變動皆能妥適辨識並且及時因應執行
 b.即時更新法令變動管理相關資料庫及法遵手冊
 c.就法規變動與相關單位進行溝通,確認評估並確認因應方案依法規要求執行
2. 定期辦理法遵自評及法遵手冊檢視作業
3. 定期召開法遵主管會議及法令遵循委員會會議
4. 依據集團要求執行法令遵循風險評估作業
5. 法令諮詢意見之適法性評估
6. 處理檢舉案件/資訊公開相關等事宜
7. 協助專案/試辦業務之執行
8. 轉擬各類業務相關報告

資格條件:
1.學歷要求:大學以上法律相關科系
2.專業條件:
-具備人壽保險相關經驗與知識以及熟知相關法規及法令規範
-具配提供專業法令或法規意見之專業能力
3.工作職能:
-正直、良好的判斷力和敬業精神
-具邏輯思維能力、問題分析能力、報告能力、表達能力和溝通能力
-能夠在工作上與合作對象建立良好互動及關係
-具抗壓力且能有效率工作
-須具備良好英文溝通及書寫能力。
4.工作經驗:至少8年以上壽險業經驗,5年以上法遵、法務或內部稽核相關工作經驗佳。

 

Prudential is an equal opportunity employer. We provide equality of opportunity of benefits for all who apply and who perform work for our organisation irrespective of sex, race, age, ethnic origin, educational, social and cultural background, marital status, pregnancy and maternity, religion or belief, disability or part-time / fixed-term work, or any other status protected by applicable law. We encourage the same standards from our recruitment and third-party suppliers taking into account the context of grade, job and location. We also allow for reasonable adjustments to support people with individual physical or mental health requirements.

02

Aplyr's read

Prudential Financial is a key player in financial services, attracting professionals in insurance, investment management, and corporate development for diverse career opportunities.

Synthesized from recent postings & public sources

What's promising

  • Prudential offers a comprehensive range of financial products, including life insurance and investment management.
  • The company has a strong global presence, providing diverse career opportunities across various regions.
  • Prudential invests in leadership development programs, fostering career growth and advancement.

What to watch

  • The financial services sector is highly competitive, posing challenges for market share growth.
  • Regulatory changes in the insurance industry may impact operational strategies and profitability.
  • Economic downturns can adversely affect demand for financial products and services.

Why Prudential Financial

  • Prudential's Future Leaders program targets next-generation management, emphasizing leadership development.
  • The company has a robust international footprint, enhancing cross-border career opportunities.
  • Prudential's diverse role offerings range from creative management to IT security, showcasing its broad operational scope.

Aplyr’s read is generated by AI from public sources. Was it useful?

03

About Prudential Financial

Prudential Financial

Prudential Financial

View company

Prudential Financial, Inc. is a financial services and insurance company that offers a wide range of products and services including life insurance, annuities, retirement-related services, mutual funds, and investment management.

04

Similar roles