About the role

Aplyr's Quick Take

This role is focused on compliance and surveillance within the financial services sector, specifically monitoring trading activities and ensuring adherence to SEBI regulations. You'll assist in audits, prepare regulatory documents, and support investigations into compliance issues. It's primarily an individual contributor position with some collaborative elements.

Good fit

Ideal candidates have 4-5 years of experience in compliance or surveillance, preferably in finance. Strong analytical skills and familiarity with SEBI regulations are essential, along with good communication abilities.

Worth noting

The role emphasizes regulatory compliance in a fast-paced financial environment, which can be high-pressure. Paytm is a well-known brand, but the specifics of team dynamics and growth opportunities are not detailed.

About Us: Paytm Money Limited is a SEBI registered Stockbroker and Depository Participant that offers

services related to Equity, Derivatives trading, Research Analyst & Distribution of financial products. It is a

fully owned subsidiary of One 97 Communications Limited, a listed entity in NSE and BSE. Paytm is

India’s largest digital payment app which makes it secure and seamless to pay using UPI, make bill

payments, recharge mobiles, DTH, data card & Metro Card etc anywhere in India.

Key Responsibilities:

● Monitoring Surveillance activities – trade as well as Name Screening.

● Assist in Compliance regulatory change implementation through a sophisticated Compliance

Tool.

● Conduct regular compliance audits and assessments to identify potential risks and areas for

improvement within surveillance function.

● Prepare and submit regulatory filings, reports, and documentation as required by SEBI.

● Collaborate with internal teams to gather necessary information for compliance reviews and

audits.

● Maintain accurate records of compliance activities and findings.

● Support the senior compliance team in conducting investigations into compliance breaches and

implementing corrective actions.

Qualifications:

● Bachelor’s degree in Commerce, Finance, Business Administration, Law, or a related field with

minimum 4-5 years of experience

● Familiarity with SEBI regulations and compliance requirements.

● Strong analytical skills and attention to detail.

● Excellent written and verbal communication skills.

● Proficiency in Microsoft Office Suite (Excel, Word, PowerPoint).

Preferred Skills:

● Previous experience in compliance and /or Surveillance Function.

● Knowledge of financial markets and investment products.

Reporting:

The incumbent will be reporting to SM - Compliance

Skills & Tags

ai mobile data product

Aplyr's read

Paytm is a pioneering force in India's digital payments landscape, attracting talent interested in fintech innovation and financial inclusion for millions.
Synthesized from recent postings & public sources

What's promising

•Paytm's platform facilitates seamless digital payments and financial services for millions in India.
•The company promotes financial inclusion through diverse services like loans and insurance.
•Paytm's significant market presence offers opportunities for career growth in fintech.

What to watch

•Intense competition in India's fintech sector may pressure Paytm's market share.
•Regulatory changes in digital finance could impact Paytm's operations.
•High employee turnover in collections roles suggests potential job dissatisfaction.

Why Paytm

•Paytm's comprehensive service range extends beyond payments to include financial products.
•The company has played a key role in India's shift towards a cashless economy.
•Paytm's integration of multiple financial services under one platform is unmatched in the region.

Aplyr’s read is generated by AI from public sources. Was it useful?

About Paytm

Paytm

paytm.com

View company

Paytm is a leading digital payments and financial services platform in India, offering a wide range of services including mobile recharges, utility bill payments, and financial products like loans and insurance. The company has significantly impacted the digital economy by promoting cashless transactions and providing financial inclusion to millions of users.