About the role
Job Description
Purpose of the role
To ensure that activities of the investment banking division are conducted in compliance with applicable laws, rules and regulations, and to help the bank manage legal and reputational risks associated with these activities.
Accountabilities
- Development and implementation of best practice legal strategies to manage risk related to non-adherence to laws, rules and regulations. .
- Legal advice and support to the bank's investment banking division on legal matters including mergers and acquisitions, securities offerings, lending and other corporate finance transactions.
- Subject matter support in the Legal department’s representation of the bank in legal proceedings related to investment banking activities, such as litigation, arbitration, and regulatory investigations.
- Creation and/or review of legal documents for the investment banking division to ensure the bank’s adherence with applicable laws, rules and regulations. Maintaining and updating form legal documentation for the investment banking division.
- Legal research and analysis to stay up to date on changes in laws, rules and regulations that may impact the bank's investment banking activities.
- Developing and delivering training programmes to educate employees on legal and regulatory requirements related to the investment banking activities.
- Act as legal advisor to the Investment banking transaction approval committees on laws, rules and regulations.
- Pro-active identification, communication, and provision of legal advice on applicable laws, rules and regulations (LRRs). Keeping up to date with regards to changes to LRRs in the relevant coverage area. Ensuring that LRRs are effectively allocated to, and adequately reflected within, the relevant policies, standards and controls.
Vice President Expectations
- To contribute or set strategy, drive requirements and make recommendations for change. Plan resources, budgets, and policies; manage and maintain policies/ processes; deliver continuous improvements and escalate breaches of policies/procedures..
- If managing a team, they define jobs and responsibilities, planning for the department’s future needs and operations, counselling employees on performance and contributing to employee pay decisions/changes. They may also lead a number of specialists to influence the operations of a department, in alignment with strategic as well as tactical priorities, while balancing short and long term goals and ensuring that budgets and schedules meet corporate requirements..
- If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard. The four LEAD behaviours are: L – Listen and be authentic, E – Energise and inspire, A – Align across the enterprise, D – Develop others..
- OR for an individual contributor, they will be a subject matter expert within own discipline and will guide technical direction. They will lead collaborative, multi-year assignments and guide team members through structured assignments, identify the need for the inclusion of other areas of specialisation to complete assignments. They will train, guide and coach less experienced specialists and provide information affecting long term profits, organisational risks and strategic decisions..
- Advise key stakeholders, including functional leadership teams and senior management on functional and cross functional areas of impact and alignment.
- Manage and mitigate risks through assessment, in support of the control and governance agenda.
- Demonstrate leadership and accountability for managing risk and strengthening controls in relation to the work your team does.
- Demonstrate comprehensive understanding of the organisation functions to contribute to achieving the goals of the business.
- Collaborate with other areas of work, for business aligned support areas to keep up to speed with business activity and the business strategies.
- Create solutions based on sophisticated analytical thought comparing and selecting complex alternatives. In-depth analysis with interpretative thinking will be required to define problems and develop innovative solutions.
- Adopt and include the outcomes of extensive research in problem solving processes.
- Seek out, build and maintain trusting relationships and partnerships with internal and external stakeholders in order to accomplish key business objectives, using influencing and negotiating skills to achieve outcomes.
All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship – our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset – to Empower, Challenge and Drive – the operating manual for how we behave.
Join us as a Vice President - Americas Loans, Leveraged Finance & ICB Legal. You will have the opportunity to provide legal counsel to Barclays’ growing international corporate and transaction banking businesses as well as its top-tier leveraged finance and institutional lending businesses. In this role you will provide legal advice and support to front office bankers, product origination and management partners, and risk, compliance, operations and other infrastructure personnel relating to the provision of treasury solutions for Barclays’ corporate and financial institution clients, including cash deposits and payments services (ACH, checks, etc.), escrow services, loans, letters of credit, and receivables financing. You will advise on the structuring, negotiation, syndication, and post-closing management of a variety of domestic and cross-border financing transactions, including leveraged and investment grade acquisition financings, sustainability-linked and green loans, project financings, asset-based loans, debtor-in-possession and exit financings, and working capital and liquidity facilities. You will also counsel internal stakeholders on key strategic initiatives, including the expansion of corporate banking products and services in the Americas, direct lending initiatives, the transition into sustainable finance, and the management of risk-weighted assets. You will draft and negotiate a wide variety of complex transaction documentation, contracts, and syndication and marketing materials, instruct and oversee external counsel engagements, and participate in industry working groups (e.g., LSTA and BPI). You will advise internal stakeholders on legal, contractual, and reputational risks, market terms and developments, and changes to the legal and regulatory landscape and will work closely with other members of the Investment Banking Legal team to support internal projects, enhance policies and procedures, lead legal and compliance trainings, and maintain and update template documentation.
To be successful as a Vice President - Americas Loans, Leveraged Finance & ICB Legal, you should have:
A Juris Doctor degree from an accredited law school and current New York Bar qualification
Experience in bank finance at a top-tier law firm and/or financial institution
Proven ability to draft and negotiate complex transaction documentation and legal agreements
Some other highly valued skills and traits may include:
Experience advising on trade finance transactions and payments and cash management products and services
Experience advising on leveraged and investment-grade financing structures and transactions, including a strong understanding of relevant market terms and documentation
Familiarity with US banking regulations and securities laws
Proven track record of working well on a team and working collaboratively across functions
Excellent written and verbal communication skills
You may be assessed on the key critical skills relevant for success in role, such as risk and controls, change and transformation, business acumen strategic thinking and digital and technology, as well as job-specific technical skills.
This role is located in New York, NY.
Minimum Salary: $280,000
Maximum Salary: $311,000
The minimum and maximum salary/rate information above include only base salary or base hourly rate. It does not include any another type of compensation or benefits that may be available.
Aplyr's read
Barclays is a global financial powerhouse known for its robust banking services and diverse career opportunities, attracting professionals from finance, technology, and management.
What's promising
- •Barclays offers diverse roles, from data engineering to fraud operations, appealing to a wide range of professionals.
- •The company invests in AI and analytics, indicating a focus on technological innovation.
- •Barclays provides global career opportunities, enhancing professional growth and international exposure.
What to watch
- •Barclays' size and complexity may lead to bureaucratic challenges and slower decision-making.
- •The financial sector's regulatory environment can create compliance pressures and constraints.
- •Economic fluctuations and market volatility pose inherent risks to the banking industry.
Why Barclays
- •Barclays has a strong historical presence, being a well-established name in global finance.
- •The company is actively involved in sustainable finance and green initiatives.
- •Barclays' extensive global network offers unique opportunities for cross-border collaboration.
Aplyr’s read is generated by AI from public sources. Was it useful?
About Barclays
Barclays is a British multinational investment bank and financial services company, providing a wide range of financial products and services to individuals, businesses, and institutions.
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