About the role

Aplyr's Quick Take

This role is for a Compliance Analyst at a trading firm, focusing on monitoring trading activities, implementing compliance policies, and managing regulatory communications. It's primarily an individual contributor role requiring attention to detail and the ability to work independently.

Good fit

Ideal candidates have at least 2 years of experience in compliance within a regulated environment, a strong understanding of compliance issues, and are comfortable working with spreadsheets. A proactive and organized working style will help you thrive here.

Worth noting

The firm emphasizes an open culture that encourages knowledge sharing, which could be a plus for those who value collaboration. The salary range is competitive for the industry, but the role may involve high-pressure situations typical in trading environments.

About Five Rings

Five Rings is a proprietary trading firm founded with a vision of combining strategy, innovation and technology to succeed in today’s global markets. With offices in New York, Boca Raton, London and Amsterdam, Five Rings trades in various domestic and international markets, both established and esoteric. Our team constantly seeks new opportunities, analyzes their risks and rewards, and creates strategies and tools to capitalize on them.

We have an open culture and encourage the flow of knowledge and ideas between all areas of the firm.

About the Role

A dynamic NYC-based trading firm is looking for a Compliance Analyst to join its growing compliance team. The team is charged with establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the firm with its legal and regulatory obligations. In this position, tasks will primarily include surveillance and monitoring of trading activity, training and inducting staff, documenting new policies, managing regulatory reporting and communication, administering existing policies, and monitoring regulatory developments and best practices.

About You

The candidate must have at least a Bachelor’s degree or equivalent, impeccable professional background, with a minimum of 2 years of relevant experience in a regulated environment preferred. Ability to work independently, organization, superior attention to detail, and ability to multitask are required. Strong knowledge of key compliance areas and strong ability to work with spreadsheets are required.

Annual Base Salary: $75,000 - $100,000. Base salary does not include discretionary bonus, if eligible, or benefits.

Range reflects annual base salary. Total compensation packages are comprised of base salary and a discretionary bonus.

Salary Range:

$75,000—$100,000 USD

Skills & Tags

Aplyr's read

Five Rings is a data-driven quantitative trading firm where algorithmic innovation meets high-stakes finance, attracting analytical minds with a passion for technology and markets.
Synthesized from recent postings & public sources

What's promising

•Strong focus on algorithmic trading provides cutting-edge opportunities in finance.
•Diverse roles from quantitative research to trading operations cater to varied skill sets.
•Global presence with offices in NYC, London, and Amsterdam enhances career mobility.

What to watch

•High-pressure environment due to the fast-paced nature of trading.
•Limited public information about company culture and work-life balance.
•Potentially intense competition for roles given the firm's specialized focus.

Why Five Rings

•Emphasis on data-driven strategies distinguishes it from traditional finance firms.
•LINK program offers intensive software development training for career growth.
•Focus on algorithmic innovation attracts technically skilled professionals.

Aplyr’s read is generated by AI from public sources. Was it useful?