About the role

Aplyr's Quick Take

This role is about conducting compliance checks for high-risk clients in private banking, focusing on KYC and AML processes. It's primarily an individual contributor position where you'll support relationship managers and conduct investigations, while also promoting a compliance culture within the organization.

Good fit

Ideal candidates have 3-5 years of experience in compliance or client onboarding, preferably in the banking sector. Strong analytical skills and the ability to work independently under pressure are crucial.

Worth noting

The role requires knowledge of Swiss AML regulations and familiarity with emerging markets, which may limit the candidate pool. The emphasis on instilling a compliance culture suggests a proactive approach to compliance rather than just reactive measures.

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.

The Compliance Officer will perform high-risk client on-boarding reviews, including detailed assessments of Know Your Customer (KYC) and Financial Crime risks. They will also support relationship managers and management in implementing, advising, and supervising Compliance matters, conduct AML investigations, and review local policies and procedures when required. Additionally, they will collaborate with key stakeholders, instill a Compliance culture in employees, and support Compliance projects and audits.

YOUR CHALLENGE

Performing high-risk client on-boarding reviews, including detailed assessments of Know Your Customer (KYC) and Financial Crime risks
Supporting relationship managers and management in implementing, advising, and supervising Compliance matters
Conducting Anti-Money Laundering (AML) investigations when necessary
Reviewing local policies and procedures when required
Identifying and investigating serious cases of non-compliance
Collaborating with key stakeholders within and outside Compliance
Instilling a Compliance culture in employees to mitigate legal, regulatory, sanctions, and reputational risks
Supporting Compliance projects and following up on internal and regulatory audits
Providing training and training materials on Compliance and AML topics

YOUR PROFILE

Bachelor's degree (preferably in law, economics, business administration, or a banking-related subject)
At least 3-5 years of experience in client onboarding, audit, or Compliance functions
Knowledge of the Swiss regulatory environment, particularly AML regulations, and client documentation standards
Sound knowledge of Emerging Markets (Middle East, Africa, NRI) and/or Asia
Good knowledge of MS Office and a flair for IT
Strong personality with good organizational, operational, and communication skills
Ability to work under pressure, with excellent analytical, teamwork, and problem-solving skills
Proficient in writing concise assessments, with a strong sense of integrity and discretion
Independent, efficient, and meticulous work method, with solution-oriented thinking
Fluency in English is essential. Proficiency in other languages is highly desirable

We are looking forward to receiving your full job application through our online application tool. Further interesting job opportunities can be found on our Career site.

Is this not quite what you are looking for? Set up a job alert by creating a candidate account here.

Aplyr's read

Julius Baer is a leading Swiss private bank focusing on wealth management for high-net-worth clients, attracting talent in finance, compliance, and technology.
Synthesized from recent postings & public sources

What's promising

•Strong reputation in private banking enhances client trust and loyalty.
•Global presence offers diverse career opportunities across regions.
•Focus on technology and innovation supports modern banking solutions.

What to watch

•High reliance on high-net-worth clients can increase vulnerability to economic downturns.
•Regulatory scrutiny in the financial sector may impact operations.
•Intense competition in private banking could pressure profit margins.

Why Julius Baer

•Swiss heritage provides a stable and prestigious brand image.
•Specializes in personalized wealth management for affluent individuals.
•Emphasis on compliance and risk management ensures robust operational integrity.

Aplyr’s read is generated by AI from public sources. Was it useful?

About Julius Baer

Julius Baer

juliusbaer.com

View company

Julius Baer is a Swiss private banking group that specializes in wealth management and private banking services for high-net-worth individuals and families.